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Roger C. Smithberg, CFP® CIMA®

Managing Director

One Douglas Avenue
Elgin, IL 60120


Roger Smithberg specializes in comprehensive financial planning, 401(k) rollovers, trusts, endowments, and retirement plans.

Roger’s goal is to diversify client portfolios to maximize returns and limit risk while planning for future goals. Roger assists clients by providing a high level of knowledge, experience and skill to achieve the goal of making solid financial decisions rather than impulsive decisions that can prove to be costly.

He joined the firm in 1998 and became a board member of David A. Noyes & Company in 2013.

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EducationBS, Finance, Bradley University, 1988
Certified Financial Planner (CFP®), 1997
Certified Investment Management Analyst (CIMA®), 2013
Credentials & LicensesSeries 7, 22, 31, 63, 65, Life, Health, Property and Casualty Insurance
Awards & RecognitionsBoard of Directors
Chairman's Club
Bradley University Sports Hall of Fame
Elgin Sports Hall of Fame
Elgin Leadership Academy Class of 1999
InvolvementFriend of Apostolic Christian Church
PersonalBorn and resides in Elgin, IL
Married with three children

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